iPass4sure.net

Certification Practice Test | PDF Questions | Actual Questions | Test Engine | Pass4Sure

SOFQ : Securities Operations Foundation Qualification (SOFQ) Exam

ICMA SOFQ Questions & Answers

Full Version: 175 Q&A


Latest SOFQ Exam Questions and Practice Tests 2025 - Killexams.com


SOFQ Dumps SOFQ Braindumps

SOFQ Real Questions SOFQ Practice Test SOFQ Actual Questions


ICMA


SOFQ


Securities Operations Foundation Qualification (SOFQ)


https://killexams.com/pass4sure/exam-detail/SOFQ

Question: 165


A bond which permits the issuer to redeem the bond prior to its maturity date is known as a:


  1. Demandable bond

  2. Callable bond

  3. Requestable bond

  4. Askable bond


Answer: B Question: 166

Within internal books and records, the recording of the trading book on a securities trade facilitates:


  1. Reconciliation of settled positions, per trading book and per security - between the trading department and operations

  2. Reconciliation of settled positions, per trading book and per security - between operations and the firm's custodian

  3. Reconciliation of trading positions, per trading book and per security - between the firm's counterparty and the firm's custodian

  4. Reconciliation of trading positions, per trading book and per security - between the trading department and operations


Answer: D Question: 167

The divisors applicable to the calculation of bank interest are:


A. EUR = 360, USD = 360, GBP = 365 B. EUR = 365, USD = 360, GBP = 365 C. EUR = 365, USD = 365, GBP = 360 D. EUR = 360, USD = 365, GBP = 360


Answer: A Question: 168

The market in which debt is issued over the long-term describes:


  1. The money market

  2. The foreign exchange market

  3. The capital market

  4. The equity market


Answer: C Question: 169

The two choices for the settlement method utilised within a securities market are:


  1. 'Account Settlement1 and Tumbling Settlement'

  2. Tumbling Settlement' and 'Continuing Settlement'

  3. 'Continuing Settlement 'and' Account Settlement'

  4. 'Rolling Settlement' and 'Account Settlementâ


Answer: D Question: 170

The date on which a securities trade is intended to settle is:


  1. The actual settlement date

  2. The contractual trade date

  3. The value date

  4. The trade date


Answer: C Question: 171

The following are examples of money market instruments:


  1. Zero coupon bonds and Floating-rate notes

  2. Convertible bonds and Mortgage-Backed Securities

  3. Fixed-rate bonds and Step-up bonds

  4. Commercial Paper and Certificate of Deposit


Answer: D Question: 173

Thefollowing is an inaccurate statement:


  1. Warrants have a variable exercise price

  2. Warrants are exercisable by the warrant holder

  3. Warrants will expire if not exercised by the expiry date

  4. Warrants are detachable from the original security


Answer: A Question: 174

The type of organisation that provides securities underwriting services is known as a


  1. Investment bank

  2. Insurance company

  3. Commercial bank

  4. Pension fund


Answer: A Question: 175

The Clearstream Group includes:


  1. The ICSD 'Clearstream Banking Paris' and the NSCD 'Clearstream Banking Munich'

  2. The ICSD 'Clearstream Banking Brussels' and the NCSD 'Clearstream Banking Berlin'

  3. The ICSD 'Clearstream Banking Luxembourg' and the NSCD 'Clearstream Banking Frankfurt'

  4. The ICSD 'Clearstream Banking Amsterdam' and the NSCD 'Clearstream Banking Luxembourg'


Answer: C


User: Paul*****

I am grateful to the Killexams.com team for their beneficial questions and answers, which helped me pass my SOFQ exam on the first attempt. Thank you!
User: Elsie*****

I wholeheartedly recommend killexams.com’s mock exams for the SOFQ exam, as they were incredibly effective in my preparation. Their testprep resources built my confidence, helping me pass with ease, and I encourage anyone pursuing this certification to take advantage of their reliable materials.
User: Prisha*****

Accurate testprep questions were easy to memorize, helping me pass the SOFQ exam with a strong score. Their reliable resources provided the knowledge needed for success, and I am thankful for their role in my certification journey.
User: George*****

Scoring 99% on the SOFQ exam in just 15 days was a triumph, thanks to killexams.com’s testprep materials. Their fantastic resources clarified tough topics, and I am grateful for their powerful study guide, hopeful for more such publications.
User: Vladimir*****

The killexams.com practice tests for the sofq exam were highly reliable, with questions closely resembling those in the actual exam. After cautious preparation, I completed the exam in just 30 minutes. I strongly recommend killexams.com for its dependable and effective study resources.

Features of iPass4sure SOFQ Exam

  • Files: PDF / Test Engine
  • Premium Access
  • Online Test Engine
  • Instant download Access
  • Comprehensive Q&A
  • Success Rate
  • Real Questions
  • Updated Regularly
  • Portable Files
  • Unlimited Download
  • 100% Secured
  • Confidentiality: 100%
  • Success Guarantee: 100%
  • Any Hidden Cost: $0.00
  • Auto Recharge: No
  • Updates Intimation: by Email
  • Technical Support: Free
  • PDF Compatibility: Windows, Android, iOS, Linux
  • Test Engine Compatibility: Mac / Windows / Android / iOS / Linux

Premium PDF with 175 Q&A

Get Full Version

All ICMA Exams

ICMA Exams

Certification and Entry Test Exams

Complete exam list